AML/KYC Policy
Our commitment to preventing money laundering and ensuring regulatory compliance through robust customer verification processes.
Our Commitment to Compliance
Investment Circle follows strong KYC (Know Your Customer) and AML (Anti-Money Laundering) practices to ensure a safe and transparent platform.
Regulatory Compliance
We operate in line with applicable laws and regulatory requirements in Nepal.
Identity Verification
We verify customer identity and required documents as part of our onboarding process.
Ongoing Monitoring
We continuously monitor transactions to detect and prevent suspicious activities.
KYC Verification Process
Simple steps to complete your customer verification
Identity Verification
Provide valid citizenship certificate or passport
Address Verification
Submit proof of current residential address
Financial Information
Declare income sources and financial status
Document Review
Our compliance team reviews your submission
Detailed AML/KYC Policy
1. Policy Objectives
Investment Circle is committed to:
- • Preventing money laundering and financial crimes
- • Complying with applicable laws and regulations in Nepal
- • Maintaining the integrity of our platform
- • Protecting our users and their investments
- • Promoting a safe and transparent investment environment
2. Customer Identification Requirements
All customers must provide the following documentation:
Individual Investors
- • Citizenship certificate or passport
- • Recent photograph
- • Address details
- • PAN or tax identification (if applicable)
- • Bank account verification
Corporate Investors
- • Company registration certificate
- • Memorandum and Articles of Association
- • Board resolution for investment
- • Authorized signatory identification
- • Corporate PAN and tax documents
3. Enhanced Due Diligence
Enhanced verification is required for:
- • High-value investments
- • Politically Exposed Persons (PEPs)
- • Non-resident or overseas investors
- • Customers from higher-risk regions
- • Complex ownership structures
4. Transaction Monitoring
We monitor transactions on an ongoing basis to identify unusual or suspicious activity.
5. Suspicious Activity Reporting
Where required, we may report suspicious activities to relevant authorities in accordance with applicable laws.
- • Unusual or unexplained transactions
- • Inconsistent customer behavior
- • Transactions without clear economic purpose
- • Use of incorrect or suspicious documents
6. Record Keeping
We maintain records of customer information, transactions, and compliance documents as required by applicable laws and regulations in Nepal.
7. Staff Training and Awareness
Our team receives regular training on AML/KYC procedures, compliance requirements, and identifying suspicious activities.
8. Customer Responsibilities
As a user of our platform, you agree to:
- • Provide accurate and complete information
- • Keep your information up to date
- • Cooperate with verification processes
- • Use funds from legitimate sources
- • Report any suspicious activity, if identified
9. Compliance Contact
For compliance-related queries or to report suspicious activities:
Email: info@invcircle.com
Phone: +977-1-4526267
Address: Furtiman Marga - 5, Bishalnagar, Kathmandu, Nepal